People & Talent

Absence and Wellbeing - Operational Staff

In this section you will find information and step-by-step guidance on managing sickness absence with the absence and wellbeing procedure. The information on this page applies to Cumbria Fire and Rescue Service employees who are on Grey Book terms and conditions.

Support Meeting

Initial Contact

The following templates may be used in the initial stages of an employee's absence to assist in establishing contact, particularly where telephone contact has not been made or could be inappropriate in the circumstances.

Initial Contact Letter 
Keeping in Contact/Arranging a visit 

Throughout all absences, managers should utilise the contact sheet (PA9) to keep a record of contact made with and by an employee during their sickness absence. They are also encouraged to use the action plan (PA10) to record all agreed actions to be taken, either by the manager or the employee, and the timescale for doing so.

PA9 Contact Sheet 
PA10 Action Plan Template 

Support Meeting 

Where an employee's absence has reached a trigger point (e.g. 3 occasions or a total of 8 days in a 12 month rolling period,  or one occasion of 28 calendar days) or become a cause for concern, then arrangements should be made to hold a support meeting. When appropriate, meetings will be held with employees whilst they are absent. Employees are expected to be available to attend meetings at such times as they would normally be in work. The employee's manager will make contact by letter to arrange a meeting to see what can be done to help. This meeting is intended to support the employee.


Normally this meeting should take place in the workplace, as this helps the employee to keep in touch with the workplace and prevents isolation. In exceptional cases, where it is not possible for the meeting to occur in the workplace (e.g. where the medical condition prevents this or travel is prohibitive) a meeting at another suitable venue should be arranged. The employee should be advised that this meeting is informal, however employees may arrange to be accompanied by a trade union representative or work colleague of their choosing, provided this does not unduly delay the meeting.

Resources and Templates

The following templates should be used to correspond throughout the support meeting stage.

Invite to support meeting 
Outcome of support meeting (where they are still absent) 
Outcome of support meeting (where they have returned to work) 


Please also ensure that your contact sheet (PA9) and any action plan (PA10) is up to date.

If you require any further information or support please contact the People Management Team on 01228 221 231 or the People Management Portal.

Employee Support

Whether you are concerned about yourself or a loved one, details of where you can go for help and advice can be found via the below link to the Employee Support pages. There is also additional information on various policies and guidance relating to the topic of absence and wellbeing.

Employee Support Pages

Mental Health Support

This guidance has been developed to provide a resource for anyone who is supporting a member of staff with a mental health problem and to promote understanding and remove stigma around mental health.

Mental Health Support Guidance

 

Stage 1

A formal stage 1 meeting should be set up if the employee does not meet the targets or breaches a trigger set at the informal support meeting stage or any subsequent review meetings, depending on the circumstances of the individual's absence.

A Station Manager will chair the meeting; however, a Watch Manager may be present to detail how the absence has been managed up to that point. The employee will be given 7 working days' written notice of the stage 1 meeting and informed of their right to be accompanied at the meeting by a Trade Union Representative or work colleague. The manager should try to identify the cause of the absence and discuss ways to reduce further absence with the employee.

A reasonable target (e.g. 4 days or 2 occasions in 6 months) will be set and a review meeting will be scheduled to assess progress against the required improvements. In relation to long-term absence, timescales for returning to work and triggers should be set in consideration of medical advice and based on the details of the particular case. In all cases, managers are encouraged to use an Action Plan (PA10 template).

The employee may be issued with a sanction, such as an Improvement Notice. This addresses the fact that the employee has an unacceptably high level of sickness absence and details the discussed actions for both the manager and employee to take in order to improve the individual's level of attendance. Managers may seek advice from People Management when considering the possibility of issuing a sanction.

The manager will send written confirmation of the outcome of the meeting and a copy should be placed on the employee's personnel file through the the Service Centre portal.

Resources and Templates

The following templates should be used to correspond throughout the formal stage 1 process.

Stage 1 Invitation to absence management meeting 
Stage 1 Outcome of absence management meeting 


Please also ensure that your contact sheet (PA9) and any action plan (PA10)  is up to date.

If you require any further information or support please contact the People Management Team on 01228 221 231 or the People Management Portal.

Employee Support

Whether you are concerned about yourself or a loved one, details of where you can go for help and advice can be found via the below link to the Employee Support pages. There is also additional information on various policies and guidance relating to the topic of absence and wellbeing.

Employee Support web pages

Mental Health Support

This guidance has been developed to provide a resource for anyone who is supporting a member of staff with a mental health problem and to promote understanding and remove stigma around mental health.

Mental Health Support Guidance

Stage 2

A formal stage 2 meeting should be set up if the employee does not meet the targets or breaches a trigger set at stage 1 or any subsequent review meetings, depending on the circumstances of the individual's absence.

A Group Manager will chair the meeting; however, a Watch/Station Manager may be present to detail how the absence has been managed up to that point. The employee will be given 10 working days' written notice of the stage 2 meeting and informed of their right to be accompanied at the meeting by a Trade Union Representative or work colleague.

The manager should try to identify the cause of the absence and discuss ways to reduce further absence with the employee. A reasonable target (e.g. 8 days or 3 occasions in 12 months) will be set and a review meeting will be scheduled to assess progress against the required improvements. In relation to long-term absence, timescales for returning to work and triggers should be set in consideration of medical advice and based on the details of the particular case. In all cases, managers are encouraged to use an Action Plan (PA10 template).

The employee may be issued with a sanction, such as an Improvement Notice. This addresses the fact that the employee has an unacceptably high level of sickness absence and details the discussed actions for both the manager and employee to take in order to improve the individual's level of attendance. Managers may seek advice from People Management when considering the possibility of issuing a sanction.

The manager will send written confirmation of the outcome of the meeting and a copy should be placed on the employee's personnel file through the Service Centre portal.

Resources and Templates

The following templates should be used to correspond throughout the formal stage 2 process.

Stage 2 Invitation to absence management meeting  
Stage 2 Outcome of absence management meeting 


Please also ensure that your contact sheet (PA9) and any action plan (PA10)  is up to date.

If you require any further information or support please contact the People Management Team on 01228 221 231 or the People Management Portal.

Employee Support

Whether you are concerned about yourself or a loved one, details of where you can go for help and advice can be found via the below link to the Employee Support pages. There is also additional information on various policies and guidance relating to the topic of absence and wellbeing.

Employee Support Pages

Mental Health Support

This guidance has been developed to provide a resource for anyone who is supporting a member of staff with a mental health problem and to promote understanding and remove stigma around mental health.

Mental Health Support Guidance

Stage 3

A stage 3 meeting is the final formal meeting in this process and could potentially lead to the dismissal of the employee. This meeting should be set up if the employee does not meet the targets or breaches a trigger set at the stage 2 absence meeting, or any subsequent review meetings. Where an employee's absence has been long term, a stage 3 meeting should be convened once all possible options have been explored, these are listed below and explained in further detail within the Grey Book Absence and Wellbeing Guidance. The purpose of the meeting is to determine whether there are further actions that can be taken to assist the employee in continuing their employment.

The employee will be given 21 working days' written notice of the meeting and advised of the right to be accompanied by a trade union representative or work colleague.

This meeting will be chaired by an Area Manager, or above where appropriate.  The manager who has managed the employee through the earlier stages of the process should attend this meeting to present the case, this should be done in the format of an absence report. A People Management advisor will also attend to provide advice. 

If the Area Manager concludes that the employee and the process have been managed fairly, that the required level of attendance is fair and achievable and that the employee has been given all reasonable opportunity to improve to an acceptable standard but failed to do so, they will be able to consider formal action, including the termination of the employee's employment for failure to meet an acceptable level of attendance.

The Service will only consider dismissing an employee on the grounds of capability due to ill health when it has considered all the available facts and medical reports, and where the appropriate options of returning to their post (with or without adjustments), redeployment, phased return to work have been examined and found not to be possible or applicable. The Area Manager will confirm the decision in writing within 5 working days of the hearing and the employee will have the right to appeal within 7 working days of written notification of the decision.  The letter will set out the employee's contractual entitlement to notice pay and details of the right of appeal against dismissal. A copy should be placed on the employee's personnel file through the Service Centre portal. 

Resources and Templates

The following templates should be used to correspond throughout the formal stage 3 process.

Stage 3 Invite to Hearing (potential dismissal) 
Stage 3 Outcome of Hearing (potential dismissal) 
Stage 3 Hearing, Management Report Template 


Please also ensure that your contact sheet (PA9) and any action plan (PA10) is up to date.

If you require any further information or support please contact the HR Team using this email address HR@Cumbriafire.gov.uk.

Employee Support

Whether you are concerned about yourself or a loved one, details of where you can go for help and advice can be found via the below link to the Employee Support pages. There is also additional information on various policies and guidance relating to the topic of absence and wellbeing.

Employee Support Pages

Mental Health Support

This guidance has been developed to provide a resource for anyone who is supporting a member of staff with a mental health problem and to promote understanding and remove stigma around mental health.

Mental Health Support Guidance 

Long Term Absences

Long Term

This section should be read alongside the detailed guidance document .

Long term sickness absence is normally absence which lasts for 28 calendar days or more. Long term sickness cases are often linked to an underlying medical reason; however this may not always be the case.

In cases of long term sickness absence, managers should make a management referral to the Occupational Health service, then arrange a formal meeting with the employee in line with the three absence management stages above. Given the time that it may take for a clear diagnosis of the employee's condition, or for a review of the effectiveness of any treatment, it may be that a number of formal meetings need to occur before final advice can be implemented.

Whilst the Council will take all reasonable steps to assist the employees return to work, it is not possible to wait indefinitely for an employee's condition to improve. The formal stage meetings should therefore set a date for return, subject to an employee's fitness to do so. Whilst each case will be judged on its particular circumstances, managers should endeavour to ensure that appropriate action in line with the available options is actioned as soon as possible. Should the triggers applied to the absence be reached then progression through the formal stages will apply.

Options

Normally the following options would be considered in the order that they are listed below:

a) Return to/continuation in existing post
b) Phased return to work
c) Return to/continuation in existing post with adjustments
d) Modified Duties
e) Redeployment to another post within the council (Alternative Employment Programme)
f) Dismissal on health grounds - where an employee is dismissed on the grounds of ill health and they meet the qualifying criteria in the relevant Fire Pension Scheme Regulations, then they may qualify for ill health retirement 

More detailed advice on these options is contained with the guidance documents. Advice and support in pursuing these options is available from the People Management team. If option a to e above are not feasible and dismissal on the grounds of ill health may be the only option left to the Council, the manager should ensure that the employee is made aware of this fact at the earliest opportunity.

Occupational Health Service

The Occupational Health service carry out pre-employment medical screening, deal with fitness for work referrals, advise on workplace adjustments and undertake a number of health assessments specific to particular jobs.

The service will also work on the promotion and improvement of employee health and wellbeing. Other services such as counselling, physiotherapy and specialist medical referrals will be carried out by partner organisations.

Initial contact will usually be made by managers via the Occupational Health Portal. Please click on the tabs below for instructions.

The Occupational Health Service will then contact the manager/employee either via the portal, by phone or with a face to face appointment. Face to face appointments may be with an occupational health nurse or doctor and will be held at various clinics around the County.


Manager Assistance

The Occupational Health service is available to advise managers at any time about how best to support an employee who is off sick. Managers are encouraged to contact the service as soon as possible where an employee's medical condition is causing concern.

If you would like advice, please contact the Occupational Health Service via the portal link below and a member of the team will be in contact with you as soon as possible.

You will need to log into the Occupational Health managers portal. The Managers Portal Guidance below provides a step by step guide to the new system.

Link: Occupational Health Portal Guidance (WORD)

Link: Occupational Health Portal


Fitness For Work Referral

Managers must refer employees to the Occupational Health Service as any of the following apply:

  • When an employee has been absent for 3 weeks
  • When an employee is absent for any period with stress or a stress-related illness
  • For a work-related injury that may lead or has led to absence from work

Managers will need to discuss the referral with the employee concerned.

Then complete a questionnaire on the Occupational Health portal.

You will need to log into the Occupational Health managers portal. The Managers Portal Guidance below provides a step by step guide to the new system.

Link: Occupational Health Portal Guidance (WORD)

Link: Occupational Health Portal

Link: Fitness for work - Guidance for Managers (WORD)

Link: Fitness for work - Guidance for Employees (WORD)


Night Work Assessments

Under the Working Time Regulations any employee who works at least 3 hours between 2300 and 0600 on a regular basis is a night worker.

Certain health conditions may be affected by night work. For this reason the regulations require employers to make health assessments available to all night workers prior to undertaking night work and thereafter at 12 monthly intervals.

The initial health assessment is undertaken with the pre-employment medical screening when you joined the organisation. Future assessments are facilitated by completion of an online questionnaire. The online questionnaire can be accessed using a work or personal computer using the link on the next page.

You will be asked to complete a series of questions and depending on your responses you will either be cleared straightaway or referred to the occupational health advisor to discuss your responses in more detail. Your line manager will be notified of the overall result but not informed of your medical information without your consent.

Link: Night Workers Portal Guidance (WORD)

Link: Occupational Health Portal


Self-Referral Scheme for Counselling

The Occupational Health Service also operates an employee self-referral scheme for counselling.

Please note counselling can be provided as an interim measure of support while the employee seeks longer term treatment and support through First Step. The First Step contact details are:

Telephone:  03001 239122

Email:    firststep@nhs.net 

Web:     www.cumbriapartnership.nhs.uk 

Once your referral has been triaged then you will be referred to a counsellor initially for up to four sessions.

Link: Self Referral for Counselling Portal Guidance (WORD)

Link: Occupational Health Portal


Please note: The Occupational Health Service is currently a hosted service, with Westmorland and Furness Council. For their dedicated pages, please go to this link: Occupational Health

 

Directed Medical Absence

This guidance provides clarification on the existing Directed Medical Absence procedure. Directed Medical Absence allows an employee to be absent on full pay with their sick pay entitlement not affected if the employee wants to return to work, but this is deemed a hazard.

Directed Medical Absence Procedure

HR Service

If you need any advice or have queries on a policy, procedure or guidance, please get in touch with one of our team via email: HR@cumbriafire.gov.uk